[NA-Discuss] Proposal to Change ICANN Compliance Oversight
loristaylor1 at icloud.com
Tue Feb 3 00:38:43 UTC 2015
I fully welcome and support Garth Bruen’s efforts to place the essential elements of a successful compliance program for ICANN on the table.
There is no doubt that a successful compliance program must be rooted in an endorsement by senior ICANN management as well as a solid foundation that includes a full analysis of oversight, standards and controls, risk assessment that is not just internal to ICANN but external as well, training and communication, and leadership. The bottom line is that as stakeholders, all of us are ultimately responsible for the corporate conduct of ICANN, including that of our board of directors. In light of the IANA transition, ICANN is under “international” scrutiny and as stakeholders we must do everything we can to reduce corruption and abuse risks, increase transparency, and present a high and added value for ICANN inclusive of compliance structures which we can help to determine.
The systems and procedures must not only be capable of putting in place the monitoring of compliance but also the effectiveness of such compliance. Standards and controls are a normal part of business and I believe ICANN through this effort is being afforded an incredible opportunity to ramp up its standards and policies that are compatible and required with the enormous responsibility ICANN shoulders on behalf of the global public trust.
Native Public Media
> On Jan 27, 2015, at 1:15 PM, Garth Bruen <gbruen at knujon.com> wrote:
> Dear colleagues,
> Following a multi-year analysis of the way ICANN handles its compliance
> function and being directly involved in the existing process every level I
> have come to the conclusion that some changes are required if ICANN is to
> actually be accountable and transparent. There are some fundamental problems
> within the organization which prevent compliance from operating in a truly
> independent fashion which serves all parties equally.
> In short, ICANN compliance has been unable enforce the contract with
> registrars in specific cases and has been unable to explain why. Testing of
> the compliance process at every level has revealed technical failures,
> inconsistencies and lost complaints. Compliance staff failed to recognize
> violations for an extended period of time and later contradicted their own
> findings in later statements. The overall issue is we have been regularly
> assured that Compliance is not only fair but up to the challenges of an
> expanding Internet. Multiple discoveries call fairness and ability into
> Through cases presented directly by At-Large to Compliance staff we stressed
> the importance of accepting patterns of abuse and not simply single
> complaints. While Compliance staff agreed to this on transcript in
> Singapore, they later rejected the same patterns of abuse in private.
> One of the more problematic discoveries in this analysis concerns the
> oversight of compliance itself. As many of you are aware the current CEO
> moved compliance from under the Legal department to his direct supervision.
> This was seen by the community as a positive move. However, budget documents
> show that Compliance actually receives its funding from ICANN's Business
> division. Additional Compliance funds also still originate with Legal.
> Having the domain-business division fund Compliance appears to be an
> inherent conflict of interest and does not engender community trust. While
> we were told Compliance was being made more independent, this was not the
> case. It has also been revealed that the head of Compliance is the wife of a
> business associate of both the CEO and the head of ICANN's Business
> The main recommendation listed in the proposal is to move Compliance outside
> the organization. I am also recommending that the community become directly
> involved in Compliance oversight.
> I have detailed the history and recommendations here:
> A formal memo to be forwarded to ALAC is here:
> A timeline of critical events is also posted here:
> I am looking to move this agenda through At-Large starting within NARALO.
> Please feel free to send any questions or concerns to me and discuss this on
> the list.
> Garth Bruen
> gbruen at knujon.com
> Chair of ICANN At-Large North America (naralo.org)
> Twitter: @Knujon
> Skype: gobruen
> "If history is deprived of the Truth, we are left with nothing but an idle,
> unprofitable tale" -Polybius
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